Introduction to the SFC Code of Conduct

$60.00

Learn the core conduct principles that shape client dealings, conflicts, disclosures and professional behaviour.

SKU: HKCPT-21353 Category:

Description

Learn the core conduct principles that shape client dealings, conflicts, disclosures and professional behaviour.

Who this course is for

This course is designed for all LRs & ROs who need practical training related to their responsibilities.

What you will learn

  • Identify the practical requirements covered by the topic
  • Apply the principles to realistic Hong Kong scenarios
  • Document decisions and escalate exceptions appropriately

1 CPT hour · English · 繁體中文 · For all LRs & ROs