Code of Conduct
Introduction to the SFC Code of Conduct
Learn the core conduct principles that shape client dealings, conflicts, disclosures and professional behaviour.
1 CPT hour
English · 繁體中文
Certificate on completion
Who this course is for
This course is designed for all LRs & ROs who need practical training related to their responsibilities.
What you will learn
- Identify the practical requirements covered by the topic
- Apply the principles to realistic Hong Kong scenarios
- Document decisions and escalate exceptions appropriately
Compliance review
Author, reviewer credentials, regulatory sources and last review date will appear here before launch.
