Fund Management
Core Compliance for Fund Managers
Apply key compliance controls to portfolio management, client mandates, supervision and day-to-day fund operations.
1 CPT hour
English
Certificate on completion
Who this course is for
This course is designed for fund managers who need practical training related to their responsibilities.
What you will learn
- Identify the practical requirements covered by the topic
- Apply the principles to realistic Hong Kong scenarios
- Document decisions and escalate exceptions appropriately
Compliance review
Author, reviewer credentials, regulatory sources and last review date will appear here before launch.
